SEC News
Official announcements and updates from the U.S. Securities and Exchange Commission.
SEC Marketing Rule Cases Show Why Private Fund Performance Claims Require Verification
SEC enforcement activity involving investment adviser marketing practices highlights why private fund investors should verify performance claims, promotional materials, and disclosure consistency.
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SEC Case Against Perceptive Advisors Highlights Hidden Conflict Risks in Private Fund Investments
The SEC case involving Perceptive Advisors highlights why private fund investors should examine conflicts of interest, related transactions, and adviser disclosures.
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SEC Form PF Changes Could Reshape How Private Fund Managers Report Risk and Transparency Data
Proposed SEC and CFTC changes to Form PF highlight the evolving regulatory expectations around private fund reporting, risk monitoring, and investor transparency.
Read more →SEC Marketing Rule Enforcement Shows Why Private Fund Performance Claims Require Verification
SEC scrutiny of investment adviser marketing practices highlights why private fund investors should verify performance claims, promotional materials, and disclosure consistency.
Read more →SEC Case Against Backswing Ventures Highlights Why Private Fund Fee Transparency Matters
The SEC case involving Backswing Ventures GP highlights investor concerns surrounding private fund management fees, fund disclosures, and the importance of reviewing adviser practices.
Read more →Madison Capital Funding SEC Case Shows Why Private Fund Valuation Practices Matter to Investors
The SEC action involving Madison Capital Funding highlights growing regulatory attention on private fund valuation practices, affiliated transactions, and investor transparency.
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SEC Takes Action Against Navy Capital Green Management Over Compliance Disclosure Issues
The SEC enforcement action involving Navy Capital Green Management highlights the importance of accurate compliance disclosures and transparency practices among private fund advisers.
Read more →SEC Takes Action Against Madison Capital Funding Over Private Fund Valuation Issues: What Investors Should Know
SEC Official Relea e: http ://www. ec.gov/enforcement-litigation/admini trative-proceeding /ia-6948- February 25, 2026 Private Fund Enforcement / Inve tment Advi er / Valuation Di clo ure RELATED ENTITIES: Madi on Capital Funding LLC The SEC took action again t Madi on Capital Funding over private fund valuation an
Read more →Omar Chavez SEC Case: What Fake Brokerage Balances and $668,000 of Trading Losses Reveal About Managed Account Due Diligence
SEC VERIFY DATA Federal action over client money and trading claim. Learn how return proof, account control, capital backing, monthly gain data and fund flow can alter manager review. TRADING ACCOUNT REVIEW A federal action in late 2026 put client money and trading conduct under legal review. The matter can help exp
Read more →David Gilchrist SEC Case: What the $1.85 Million Tax Lien and Settlement Funding Allegations Reveal About Alternative Investment Due Diligence
SEC VERIFY DATA Federal action over tax lien deal and legal funding. Learn how deal proof, property data, promoter role, capital path and prior bar can alter private deal review. ALTERNATIVE DEAL REVIEW A federal action in Aug 2026 put tax lien deal funding and legal payout funding under review. The matter can help
Read more →Corey Ortiz SEC Judgment: What a $2 Million Free-Riding Scheme Reveals About Brokerage Instant Deposit Risk
SEC VERIFY DATA Court outcome over broker credit and account fraud. Learn how unfunded account activity, rapid credit, linked trade timing and account control can alter brokerage review. BROKER CREDIT REVIEW A federal court outcome in Aug 2026 put broker credit and account control under legal review. The matter can
Read more →Lugano Diamonds SEC Case: What $1 Billion of Alleged Fictitious Revenue Reveals About M&A and Inventory Due Diligence
SEC VERIFY DATA Federal action over diamond deal accounting. Learn how revenue proof, item control, buyer due care, deal data and audit work can alter company review. DIAMOND ACCOUNTING REVIEW A federal action in Aug 2026 put diamond deal accounting under legal review. The matter can help explain why revenue proof,
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